Forward Pass, Backward Pass or Fumble: Telling Them Apart
A ball leaves a player's hands and the crowd erupts, but is it a forward pass, a backward pass or a fumble? Here is how officials decide, and why the answer changes everything.
A quarterback is hit as he throws. The ball squirts loose, wobbles a few yards and lands on the grass. Half the stadium screams that it is an incomplete pass and the other half screams that it is a fumble. A moment later the referee turns on the microphone, and the result is either a dead ball and a replayed down or a scramble that the defense can pick up and carry the other way.
The difference between those outcomes comes down to one question that sounds simple and is not: what kind of ball just left that player's hands? A forward pass, a backward pass and a fumble look alike from the cheap seats, yet the rulebook treats them as three completely different things, with different rules for who may touch the ball, who may keep it and what happens when it hits the ground.
This guide walks through the three, explains how officials tell them apart, and covers the trick plays and gray areas where the calls get argued. It describes the rules in broad terms for the NFL, college football and high school football. The three levels agree on the big ideas and differ on details, so when a detail matters, confirm it in the rulebook for your level.
The three things a ball can do
Every time a player parts with the football, the ball is doing one of a small number of things.
- It is thrown or tossed forward, toward the opponent's end line. That is a forward pass.
- It is thrown or tossed backward or sideways, parallel to the end line or away from the opponent's goal. That is a backward pass, which many fans call a lateral.
- It is lost, dropped or knocked away, with no intention behind it. That is a fumble.
- It is kicked, which belongs to the kicking rules and is covered in the kicking rules for each type of kick.
- It is handed from one player to another, which is neither a pass nor a fumble and is simply a transfer.
The first three are the subject here. What separates them is a combination of direction, intent and, for the passer, the act of throwing. A pass, forward or backward, is something a player does on purpose. A fumble is something that happens to him. The rulebook is full of language about "the act of passing" and "loss of possession" precisely because a lot of the arguments are about which of those two things a replay is showing.
What makes a pass "forward"
The test for a forward pass is the direction the ball goes when it leaves the passer's hand. A pass is forward when the ball initially travels toward the end line the offense is attacking. A pass is backward when it travels parallel to that end line or toward the end line the offense is defending.
Three details trip people up.
The ball's path counts, not the passer's body
A quarterback can be facing the sideline, backpedaling or running to his left and still throw a forward pass. What matters is where the ball goes over the field. Officials judge the path of the ball, and the passer's feet or shoulders are only hints. A flip that drifts a little toward the goal line is a forward pass even if it looks like a toss.
Straight across is backward
A ball thrown exactly parallel to the end line is treated as backward, which is why lateral and backward passes are grouped together. In real life nobody throws a perfect parallel line, so the call is made on whether the ball carries toward the target end line at all. This is also why a toss that "drifts" forward a yard or two can turn an intended lateral into an illegal forward pass.
Momentum belongs to the ball, but the call belongs to the field
A runner moving fast toward the goal line who flips the ball behind himself may still send it on a path that moves forward over the ground, because his speed carries the ball. Rulebooks tell officials to judge the actual path of the ball relative to the field. If you are looking at a replay of a flip from a sprinting player and the ball seems to move forward, that is the thing the official is judging.
The legal conditions for a forward pass
A forward pass is allowed, but only under conditions the rulebook spells out. A team may make one forward pass per play, and it must be thrown by a player who is behind the line of scrimmage when the ball leaves his hand. The pass must be thrown by the team in possession, and once the ball has crossed the line of scrimmage and come back, no forward pass can be thrown. A pass thrown after a change of possession is also not allowed in the same way, because the play is now a return.
The offense can also only complete a legal forward pass to an eligible receiver. Positions and numbers decide eligibility, and we cover the rules, including who may go downfield and who may not, in ineligible receivers downfield and screen pass rules.
These are the forward-pass fouls officials look for.
- Illegal forward pass. The passer is beyond the line of scrimmage when the ball leaves his hand, or a second forward pass is thrown on the same play. The usual enforcement is a five-yard penalty, and at the NFL level it also costs the offense a down. Details differ by level, so confirm the penalty in your rulebook.
- Pass thrown after possession changes. Once the defense has the ball, the offense cannot throw a forward pass. A lateral is the only way to move the ball.
- Intentional grounding. A passer who throws the ball away to avoid a sack, with no receiver in the area, is penalized. We explain it in intentional grounding explained.
Note what is not on that list: throwing a backward pass. A team may throw as many backward passes as it likes on a play, from anywhere on the field, to anyone. That is why laterals are the backbone of trick plays and desperate last-second plays.
What happens next: three outcomes compared
The reason it matters so much to tell the three apart is what happens when the ball is not caught.
| Situation | Ball status | What happens |
|---|---|---|
| Forward pass hits the ground | Dead | The pass is incomplete. The ball returns to the previous spot, the down counts and the clock stops. |
| Forward pass is caught in bounds | Live until the runner is down | The play continues as a catch, and the receiver can run. |
| Forward pass goes out of bounds | Dead | Incomplete, same as hitting the ground. |
| Backward pass hits the ground | Live | Either team may recover it and advance. |
| Backward pass goes out of bounds | Dead | The ball is dead where it crossed the boundary and stays with the team that last had it. |
| Fumble hits the ground | Live | Either team may recover it, with some limits on advancing for the offense. |
The word that matters in that table is "live." An incomplete forward pass is a dead ball, and the defense can do nothing with it. A ball that hits the ground after a backward pass or a fumble is alive, and every player on the field is allowed to dive on it, pick it up and run.
That asymmetry explains almost everything about how the game is played. It is why a team with a small lead late in a game sometimes tells a runner to "just fall on it," why a ball carrier tucks the ball hard in traffic, and why the officials who rule on a loose ball are scrutinized more than any other call. For the full treatment of what may be done with a loose ball, see fumbles: rules, recoveries and advancing the ball.
The quarterback problem: pass or fumble?
The hardest version of the question is the quarterback who loses the ball while throwing. Is that an incomplete pass, which is a dead ball, or a fumble, which is not?
The modern rule turns on whether the passer was in the act of throwing. If a passer's arm is moving forward in a throwing motion and the ball comes out, the officials rule it a forward pass and therefore incomplete, even if the ball falls well short of any receiver. If the passer has not started the forward throwing motion, for example because he is still holding the ball high and loose, or because he has brought the ball down to tuck it, the loss of the ball is a fumble.
For years the NFL had a special provision, usually called the tuck rule, that said a passer who had begun a forward throwing motion and then pulled the ball back toward his body was still passing until he fully tucked it away. The league repealed that provision in 2013. Under today's wording, a passer whose arm has stopped going forward and who is bringing the ball back is no longer throwing, and a loss of the ball at that point is a fumble.
Some practical observations follow from that.
- A strip-sack that happens as the arm cocks back is a fumble, so the defense may pick it up.
- A hit that knocks the ball out as the arm swings forward is an incomplete pass, which is why defenders and coaches argue so passionately about the exact instant of a hit.
- A passer who fumbles the snap has not thrown anything. That is a fumble.
At the NFL and college levels, plays like these are often reviewed, and the call on the field can be reversed if the replay shows a clear answer. The review rules are different at each level, so check the replay provisions for the league you follow.
Backward passes in trick plays
The reason a team wants to throw a backward pass is that the ball stays alive and the offense can keep playing. Laterals are the engine of several well-known plays.
- The hook and lateral. A receiver catches a forward pass, turns toward a trailing teammate and tosses the ball backward to him. The second player continues. Both players are legal, because the forward pass is complete before the backward pass begins.
- The flea-flicker. A handoff or a short backward toss goes to a runner, who throws it back to the quarterback, who then throws a forward pass downfield. The play is legal because only one forward pass is thrown and because the quarterback is still behind the line of scrimmage when he throws it.
- The option pitch. In option football, the quarterback runs the ball toward the edge, then pitches it to a trailing back. The pitch is a backward pass. If the pitch is dropped, it is a live ball on the ground, and the defense can pounce on it.
- The multi-lateral desperation play. Down by a few points with the clock expired, a team can pass the ball backward repeatedly to keep the play alive. Each backward pass is legal and each dropped ball is live, so the play can turn into a gamble in either direction.
A forward toss in the middle of one of those plays is a foul. The second forward pass is illegal, as is any forward pass thrown from beyond the line of scrimmage.
Common mistakes and misconceptions
A handful of beliefs about these plays are wrong, and they show up in living-room arguments every week.
- "A ball that hits the ground is always incomplete." Only a forward pass that hits the ground is incomplete. A backward pass or a fumble on the ground is live.
- "If it looks like a throw, it is a pass." Only the direction of the ball and the act of throwing count. A throw that moves backward is a backward pass.
- "A lateral that is dropped is a fumble, and the ball carrier is down." A lateral that hits the ground is a live ball, and nobody is down until a player is tackled or the ball is recovered and stopped by the usual rules.
- "The quarterback was hit, so the play is dead." A hit does not stop the play unless an official blows the whistle. The only way the play is dead is a whistle, a dead-ball rule or an incomplete pass.
- "Whoever touches it last gets it." Possession is decided by who secures the ball. For the full rules, see what is a catch.
How the levels differ
The three levels agree on the basic definitions. Each of them treats a forward pass as a ball that moves toward the opponent's end line, a backward pass as a ball that does not, and a fumble as an unintended loss of possession. They differ in the following ways.
- Advancing a fumble. In the NFL, if the offense fumbles on fourth down, or on any down in the last two minutes of either half, only the fumbler is permitted to advance the ball if his team recovers it, and a teammate who picks it up must give it back at the spot. Other levels have their own versions of this rule, and some do not have one. Always check your league's rulebook.
- Illegal pass penalties. The yardage and the loss-of-down provision differ among the NFL, the NCAA and the National Federation of State High School Associations, whose rules govern most high school football.
- Replay. High school games generally have no replay at all, and the on-field official's call stands. College and the NFL have review systems, but they cover different situations.
If you coach or play in a youth or high school league, the rulebook for your league or state association is the authority. The NFL, college and high school rulebooks each list their own versions of these rules in full.
A quick method for judging a play yourself
When you watch a play and the ball leaves a passer or a runner, run through these questions in order.
- Did the player choose to release the ball? If not, it is a fumble or a muff. If so, continue.
- Was the player in a throwing motion with the arm moving forward? If the ball came out then, it is an incomplete pass. If the arm had stopped, it is a fumble.
- Which way did the ball travel? Toward the opponent's goal line means forward. Parallel or toward his own goal line means backward.
- Was the passer behind the line of scrimmage, and was this the first forward pass of the play? If not, there is a foul.
- What happened to the ball? A forward pass on the ground is dead. A backward pass or fumble on the ground is live, and you should watch for the pile.
You can follow a live game on our scores page, check the standings after a turnover-heavy week and see how the officials' calls turn into box-score entries, such as incompletions, fumbles and turnovers. If you play recreationally, our Play section has resources for pickup and flag games, where the pass rules are often simplified further.
The short version
- A forward pass moves toward the opponent's end line; a backward pass moves parallel to it or away from it, and the ball's path over the field decides which.
- A team gets one forward pass per play, thrown from behind the line of scrimmage, but may throw as many backward passes as it wants.
- An incomplete forward pass is a dead ball. A backward pass or fumble on the ground is a live ball that either team can recover.
- A passer who loses the ball while his arm is moving forward has thrown an incomplete pass; if the arm has stopped, it is a fumble. The tuck rule that blurred this line was repealed in 2013.
- Any player can catch a lateral, but only eligible receivers can legally catch a forward pass.
- Rules for advancing fumbles, penalty yardage and replay differ among the NFL, college and high school, so confirm the details for your level.